Tag Archives: SEC

Usha Rodrigues, From Loyalty to Conflict: Addressing Fiduciary Duty at the Officer Level

61 Fla. L. Rev. 1 (2009) | | | | ABSTRACT :: Conflicts of interest are the quintessential agency cost-the constant, lurking danger that agents may seek their own personal gain, rather than the good of the corporation. Yet many … Continue reading

Posted in Antitrust & Trade Law, Business & Corporate Law, Constitutional Law, Criminal Law, Employment Law, Governments and Legislation, Judicial Systems, Labor & Employment Law, Uncategorized | Tagged , , , , , , , , , , , | Comments Off

Dustin G. Hall, The Elephant in the Room: Dangers of Hedge Funds in our Financial Markets

60 Fla. L. Rev. 183 (2008) | | | | INTRODUCTION :: Hedge funds are our modern titans of industry, and like their predecessors they now represent the best and the worst of the new global economy. These minimally regulated … Continue reading

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Verity Winship, Fair Funds and the SEC’s Compensation of Injured Investors

60 Fla. L. Rev. 1103 (2008) | | | | ABSTRACT :: The Fair Fund provision of Sarbanes-Oxley allows the SEC to distribute money penalties to injured investors, heralding a new compensatory role for the agency. The SEC has announced … Continue reading

Posted in Criminal Law, Criminal Procedure, Fraud, Governments and Legislation, Securities Law, Uncategorized | Tagged , , , , , , , , | Comments Off