Tag Archives: money penalties

Verity Winship, Fair Funds and the SEC’s Compensation of Injured Investors

60 Fla. L. Rev. 1103 (2008) | | | | ABSTRACT :: The Fair Fund provision of Sarbanes-Oxley allows the SEC to distribute money penalties to injured investors, heralding a new compensatory role for the agency. The SEC has announced … Continue reading

Posted in Criminal Law, Criminal Procedure, Fraud, Governments and Legislation, Securities Law, Uncategorized | Tagged , , , , , , , , | Comments Off